Practices

Practices

Financial Investment Litigation

  • Introduction
  • Major Deals and Cases
  • Recent Winning Cases
  • Publocations

Introduction

The Financial Investment Litigation Team represents banks, securities companies, asset management companies, financial product sellers, trust companies, financial institutions and financial investment companies, management-participating private equity funds (PEFs), and other institutional investors, or We are carrying out a lawsuit for returning investment money and claiming damages related to derivatives, stocks, and other investment products. In addition, the Financial Investment Litigation Team includes disputes over management-participating private equity fund (PEF), indirect investment assets, and investment trust assets, as well as investment agreements between general individuals or between companies and institutions. We are showing excellent business performance by consulting and litigation on disputes over partnerships and union relations. In addition, the Financial Investment Litigation Team is conducting advisory and litigation related to real estate finance, real estate implementation and investment projects such as PF (project financing).

The Financial Investment Litigation Team deals with the issues involving convertible bond acquisition contract (CB), a bond acquisition contract (BW), convertible redeemable preferred stock acquisition contract (RCPS), shareholder agreement (SHA), and stocks that accompany investments related to real estate and real estate finance. We provide advice on transfer agreements (SPA), stock option agreements, partnership agreements, investment agreements, and subcontracts.
■ Learn more about the recent winning cases of the Financial Investment Litigation Team >

Attomey

Associate

Practice Areas

  • Representing banks, securities companies, asset management companies, financial product sellers, trust companies, financial institutions and financial investment companies regarding issues of management-participating private equity funds (PEFs), and other institutional investors on issues such as stocks, derivatives and other investments

  • Drafting and reviewing Convertible Bond Acquisition Agreement (CB), Bond Acquisition Agreement (BW), Convertible Redeemable Preferred Stock Acquisition Agreement (RCPS), Shareholder Agreement (SHA), Stock Transfer Agreement (SPA), Stock Option (Stock Option), and providing technological advice on investment agreements such as development service contracts, license agreements, distribution agreements, and all accompanying agreements

  • Advising and proceeding with litigation on disputes over stocks and shareholders' rights, such as verification of stockholders' rights, verification of the absence of stockholders' rights, request for transfer of stock names, request for stock purchase, stock price determination case, stock intrinsic rights and stock transfer security rights, etc.

  • Dealing with civil and criminal lawsuits and general advice related to the return of short-term trade gains, the use of undisclosed material information, market price control, fraudulent trade, short selling, and violation of the reporting obligation for mass holdings under the Capital Markets and Financial Investment Business Act.

  • Corporate restructuring work (recovery, bankruptcy, etc.)
  • Advising and representing in litigation related to real estate finance, real estate implementation and investment projects such as PF (project financing)